Category: Scottsdale

17 Mar 2020
Advisor Bio, Scottsdale Hillary Mineer 0 comment

Ken Madsen

Chief Compliance Officer
kmadsen@ffec.com
(480) 778.2000

Scottsdale Office
7373 N. Scottsdale Road, Suite D-120
Scottsdale, AZ 85253
(800) 687-3800  |  (480) 951-0079

Mr. Madsen has over 30 years of experience in senior level positions at financial services firms including as Chief Compliance Officer, Chief Operations Officer, and Regulatory Affairs and Risk Management Officer. Additionally, he was a member of management committees over large and mid-sized broker/dealers, investment advisers, and an insurance firm. He served on numerous regulatory committees and is well respected in the regulatory community. Mr. Madsen has been an arbitrator for FINRA for many years.

Mr. Madsen is the owner of Expert Securities Support LLC, which provides litigation support and expert witness testimony for securities-related arbitrations and court proceedings. Past roles include Chief Compliance Officer for Simply Money Advisors, Chief Compliance Officer and Chief Operations Officer for W&S Brokerage Services, head compliance officer for Western & Southern Life, Chief Compliance Officer for Capital Analysts, Regulatory Affairs and Risk Management Officer for Ameriprise and the Chief Compliance Officer for H&R Block Financial Advisors. For most of his career, he was the primary regulatory contact and was responsible for all regulatory exams, investigations, and inquiries.

Mr. Madsen obtained a Bachelor of Arts degree with a major in economics from the University of Michigan in Ann Arbor, Michigan.

Ken is happily married to his wife, Katie and has two sons, one daughter and a stepdaughter. In his spare time, he enjoys watching college football and basketball, investing, fishing, gardening, and spending time with his family.

19 Feb 2020
Advisor Bio, Scottsdale Hillary Mineer 0 comment

Kris Kjolberg

kkjolberg@navcapital.com

Scottsdale Office
7373 N. Scottsdale Road, Suite D-120
Scottsdale, AZ 85253
(800) 687-3800  |  (480) 951-0079

Offering comprehensive solutions for advisor groups within a changing fiduciary landscape. A focus on understanding each advisor’s goals and align resources through various partners to help overcome specific hurtles within their practice on scalability, asset management, growth and efficiency.

I help advisors (1) Acquire Practices and (2) Building Ensemble Teams. I am also able to help provide capital for practice successions, acquisitions, mergers and debt restructuring through my relationship with various strategic partners.

Expertise in managing marketing of investments to financial services industry comprised of Wall Street brokerage firms, NASD regional firms, financial planners, insurance companies and registered investment advisors Positioned to drive business expansion strategy to achieve corporate growth objectives. Cultivate strategic partner relationships to gain entry into market ascertaining opportunities in targeted arena. Promote and communicate focused business and marketing methodologies based on long–term partnerships rather than short–term wins. Build proactive, industry–smart, empowered teams. Recognized for integrity, industry knowledge, and delivering results.

17 May 2019
Advisor Bio, Scottsdale Hillary Mineer 0 comment

Daniel Malachowski

Financial Advisor
dan.m@ffec.com
(417) 886-1111

Scottsdale Office
7373 N. Scottsdale Road, Suite D-120
Scottsdale, AZ 85253
(800) 687-3800  |  (480) 951-0079

Dan brings over 20 years of experience dealing with complex financial plans for individuals and businesses to the team at Baron Financial Group, LLC. Dan is Series 7, 63, 66, and 24 licensed for securities as well as being licensed to sell life and health insurance-related products. 

One of the main philosophies that Baron Financial Group, LLC was built upon was helping others and Dan feels very strongly about making an effort to facilitate positive change in the community. He is an avid supporter of several local and national organizations and is a board member of Developmental Center of the Ozarks. 

Dan, a lifetime resident of Springfield, loves spending time with his daughters, Jillian, Ava, and Violet.

19 Feb 2019
Advisor Bio, Scottsdale Hillary Mineer 0 comment

Marty Ercoline III

Vice President – Investments
mercoline@ffec.com
(480) 778-2057

Scottsdale Office
7373 N. Scottsdale Road, Suite D-120
Scottsdale, AZ 85253
(800) 687-3800  |  (480) 951-0079

Marty began his professional career by serving in the U.S. Air Force for 9 years. He earned his B.S. in business administration while on active duty, and after departing the Air Force he earned his MBA at Southern Illinois University with an emphasis on Economics and Finance.

A majority of Marty’s business career was spent as a Principle  Business Consultant delivering enterprise-wide change programs for Fortune 50 global companies. His focus was repairing mergers and acquisitions that were not working as planned. Through his consulting roles, Marty developed keen insight to the inner workings of our global financial markets.

Marty started his family while stationed in Germany and has been happily married for over 34 years with his wife Abby. Their two grown children are doing well in creating their own families and careers.  Marty and Abby reside in Mesa, AZ with their two rescue dogs. They enjoy hiking, riding street bikes, and are avid wine collectors.

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